Compass Trading Company's Commitments
Compass Trading Company and its affiliated companies understand that as a client you expect
your non-public personal financial information be kept private and secure. We collect non-public
personal information about you in order to establish your account. This includes identification
and contact information, income and assets. This information is used to help identify you.
Sharing Your Information
Compass Trading Company only shares non-public information we collect about to our affiliates
only. We have the right to share, within the Compass Trading Company affiliates, identifying and
contact information from your account application, and information about transactions and
experience with your account. We restrict access to non-public personal information about you
to those employees who need to know that information to perform their job. Our employees are
trained to respect customer privacy and to access customer information only when they have a
business reason to do so. We may share your information with other parties when permitted or
required by federal or state law. For example, we share information in order to protect against
fraud, report transactions to reporting agencies, and respond to subpoenas when required. We
take care in how we use and protect non-pubic information about former clients. We protect
information about former clients as we do current clients. Compass Trading Company maintains
physical electronic, and procedural safeguards that comply with federal regulations to guard
your non-public personal information. The practices contained in this policy are subject to
change, but we will communicate any changes to you as required by law.